Vice President Compliance Officer Jobs in Lincoln Park, NJ

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

Job Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP Compliance Officer and a VP, Capital Markets... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Serves as a Services product compliance risk officer across the North American Cluster for Independent Compliance Risk Management (ICRM) responsible for assisting with... Read More

Compliance Officer - Operations Regulatory Reporting Oversight Description The desired candidate has mid to senior level experience providing compliance advisory support... Read More

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Job Description Summary: The Mortgage Compliance Program Manager will oversee and ensure the effective execution of the Compliance Monitoring Testing... Read More

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Job Description Join our Compliance Consulting team (USCC) as a Vice President! At Kroll you will provide support and guidance to a wide variety of asset management firms... Read More

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

Work Location United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and equitable... Read More

Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and equitable... Read More

Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... Read More