Vice President Compliance Officer Jobs in Glen Cove, NY

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable... Read More

Location: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm is seeking a compliance professional to... Read More

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance... Read More

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

Job Description At Kroll, you will provide support and guidance to a wide variety of asset management firms in managing their SEC and FINRA compliance programs. You will... Read More

JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance,... Read More

Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read More