Vice President Compliance Officer Jobs in Elmsford, NY

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes,... Read More

Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance Officer: Our client, a leading investment... Read More

Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and equitable... Read More

Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... Read More

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific coverage areas include: Global Rates, Markets... Read More

Reporting to the CCO, the Counsel will be responsible for overseeing the bank's corporate compliance program. Client Details Banking institution. Description The Counsel... Read More

Description Our client, a pension fund, is seeking a Privacy Compliance Associate to join their NYC based team. The Privacy and Compliance Specialist is responsible for... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Overview The VP of Commercial Lines supervises an assigned team of account executives, team leaders and support staff while servicing an existing book of business. In this... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program... Read More

Overview: We are looking for an Assistance Vice President of Finance to oversee all expense, budget, and accounts payables activities within the company. An ideal... Read More

Vice President of Operations Office or Project Location New Rochelle, NY Company Becho, Inc. Job Code 2403 Becho Incorporated, a Tutor Perini Company, is seeking a... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

This Opportunity WSP USA is currently initiating a search for a Vice President, Civil Engineering to join and grow our Northeast Civil Transportation team. The position... Read More

Headquartered in Tarrytown, New York, with its main operations center in Albany, New York, our client is a national company with employees in all 50 states. Our client is... Read More

Serves as a Markets product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies,... Read More