Vice President Compliance Officer Jobs in Edison, NJ

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The opportunity to join a top investment banking firm and have wide exposure across research and compliance within the equities space. Client Details Client is global an... Read More

Job Description The Role As the leader of the Compliance team for Fidelity Digital Assets?, you will provide regulatory advice and support to Fidelity's full-service,... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

Vice President Compliance Training About the Company Globally-recognized banking group Industry Banking Type Subsidiary of a Public Company Founded 1996 Employees 10,001+... Read More

Job Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state... Read More

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities: Support the implementation and execution of... Read More

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance... Read More

Firm: $6Bn Global Private Equity Title: Vice President of Compliance, Generalist Compensation: $250k-300k total comp Location: NYC [Midtown] Hybrid Work: In office 4 days,... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

Vice President, Compliance Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander US CIB Central... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance... Read More