Vice President Compliance Jobs in Williston Park, NY

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance... Read More

Job Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP Compliance Officer and a VP, Capital Markets... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Work Location United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and equitable... Read More

Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and equitable... Read More

Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance... Read More

COMPANY Volastra Therapeutics, Inc. is a clinical stage oncology biotechnology company based in New York City focused on developing therapeutics that exploit chromosomal... Read More

What You Will Do Responsible for ensuring compliance with all state and federal lending regulations. Oversee and administer mortgage lending compliance duties to support... Read More

Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... Read More

Our top banking client is seeking a Vice President of Compliance Monitoring Testing (Swaps) to join their office in New York City. This position will play an integral role... Read More

Job Description Wedbush Securities is one of the largest full-service investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Who We Are Authentic is a unified platform that integrates M A, brand strategy, creativity and digital innovation to unlock the power of its global Lifestyle and... Read More

Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal services, has exclusively retained Solutus... Read More

Job Description Job Description Salary: $110,000 - $130,000 A Career at Little Flower: Little Flower Children and Family Services of New York is a nonprofit organization... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More

Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read More

Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read More

Summary: The Compliance Regulatory and Assurance (CPL RA) team is a recently established Center of Excellence within the CACIB Compliance Function reporting directly to... Read More

Central Compliance, Vice President- Corporate Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's... Read More