Vice President Compliance Jobs in Whitestone, NY

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

Vice President, Compliance Officer About the Company Join a globally recognized banking group dedicated to excellence in the financial services sector. Industry Financial... Read More

Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart,... Read More

LocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset Management, a leading global alternative... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES: Contribute to the compliance efforts of... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

We are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is seeking a full time Assistant Vice President... Read More

About the Company A renowned commercial investment banking company with an international reach. Industry Financial Services Type Public Company Founded 1812 Employees... Read More

COMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel approaches to treating cancer by targeting... Read More

About this role Summary: The Americas Advisory Compliance team is seeking an experienced, self-motivated compliance professional to support, maintain, and enhance... Read More

Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal services, has exclusively retained Solutus... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

About this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales and marketing efforts of BlackRock's... Read More

A 10b AUM credit investment firm located in Greenwich, CT is looking to hire a VP of Compliance to their growing team. This is a key role for the business as it will... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More

Who We Are Authentic is a unified platform that integrates M A, brand strategy, creativity and digital innovation to unlock the power of its global Lifestyle and... Read More

Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal services, has exclusively retained Solutus... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More