• Vice President Compliance Jobs in Westfield, NJ

    Jobs 1 to 20 of 12,337

  • Vice President Compliance

    Cardea Group • New York, NY 10261
    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an... Read More

  • Vice President, Compliance Consulting

    Kroll • New York, NY 10292
    Job Description At Kroll, you will provide support and guidance to a wide variety of asset management firms in managing their SEC... Read More

  • Assistant Vice President, Compliance Generalist & Marketing Review

    Atlantic Group • New York, NY 10261
    Location: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm... Read More

  • Vice President, Compliance Monitoring & Testing-SMBC Nikko Securities

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Compliance and Risk Management

    AmSpec Group • Cranbury, NJ 08512
    Job Summary We are seeking a Vice President, Compliance and Risk Management to join our Legal team at AmSpec. The successful... Read More

  • Vice President, Compliance Monitoring & Testing - FCC M&T Team Lead

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Senior Vice President, Legal, Compliance, and Operations

    Volastra Therapeutics • New York, NY 10261
    JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the... Read More

  • VP, Compliance Product Officer - Global Functions Risk - C13 (NY)

    Citigroup • New York, NY 10176
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • VP- Alternative Investments Compliance Officer

    Green Key Resources • New York, NY 10261
    The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including... Read More

  • Assistant Vice President - Capital Markets Compliance

    StoneX Group • New York, NY 10261
    Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000... Read More

  • Vice President, Legal & Compliance - New York City (Hybrid)

    Solutus Legal Search • New York, NY 10261
    Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal... Read More

  • Compliance, Asset Management Compliance, Vice President

    Goldman Sachs • New York, NY 10282
    MORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Vice President, US Marketing Compliance - Alternatives

    BlackRock • New York, NY 10176
    About this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales... Read More

  • VP, Legal Compliance, Bank Secrecy Act Officer

    Mastercard, Inc. • New York, NY 10292
    Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our... Read More

  • Compliance, Asset Management Division Compliance, Vice President

    Goldman Sachs • New York, NY 10282
    MORE ABOUT THIS JOB: Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk... Read More

  • VP Risk and Compliance Assurance

    HSBC • New York, NY 10292
    Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities,... Read More

  • Vice President, Legal & Compliance - New York City (Hybrid) (877-SLS)

    Solutus Legal Search • New York, NY 10292
    Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crdit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • Green Key Resources | VP- Alternative Investments Compliance Officer

    Green Key Resources • New York City, NY 10001
    The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including... Read More

  • Vice President of Labor Relations and Employment Compliance

    Kuehne + Nagel • Jersey City, NJ 07399
    Vice President of Labor Relations and Employment Compliance |United States | US2072105 Are you thinking about advancing your career... Read More

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