Vice President Compliance Jobs in North Arlington, NJ

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read More

Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read More

Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international reach Industry Financial Services Type Public Company Founded 1812 Employees 10,001+ Categories Wealth Management Credit Cards Banking... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices... Read More

Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories Advice Business Development Consulting Finance Financial... Read More

Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The... Read More

Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The Company is seeking a Compliance Audit Vice President to play a key role in the oversight, design, and execution of the annual AML audit... Read More

Vice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a Vice President role. The successful candidate will be the key advisor on a... Read More

Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart, fun, ambitious individuals with solid knowledge of NFA regulations and examinations to join our NFA... Read More

Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES: Contribute to the compliance efforts of multiple assigned business units. Responsible for assisting the business units to bring them into... Read More

Vice President, Compliance Independent Testing Examiner Long term contract position. Responsibilities Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies. Independently conduct... Read More

Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read More

Regional Vice President, Benefits Compliance About the Company Globally-recognized insurance brokerage consulting firm Industry Insurance Type Public Company Founded 1998 Employees 5001-10,000 Categories Consulting Professional Services Insurance Commercial Insurance... Read More

JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational functions. This role requires a strategic leader with a deep... Read More

Vice President/Senior Associate, Compliance About the Company Premier investment management firm catering to global clientele Industry Investment Management Type Privately Held About the Role The Company is seeking a VP/Senior Associate, Compliance to join their dynamic... Read More

Senior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry Insurance Type Privately Held Founded 2001 Employees 10,001+ Categories Insurance Health Insurance Risk Management Holding Companies Securities... Read More