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Vice President Compliance Jobs in Mineola, NY
Jobs 1 to 20 of 12,535 -
Fortress Investment • New York, NY 10292Vice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York, New York About Fortress Fortress... Read MoreVice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York,... Read More
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Cardea Group • New York, NY 10261VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance... Read MoreVP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an... Read More
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PIMCO • New York, NY 10292PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read MorePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More
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Kroll • New York, NY 10292Job Description At Kroll, you will provide support and guidance to a wide variety of asset management firms in managing their SEC and FINRA compliance programs. You will... Read MoreJob Description At Kroll, you will provide support and guidance to a wide variety of asset management firms in managing their SEC... Read More
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Atlantic Group • New York, NY 10261Location: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm is seeking a compliance professional to... Read MoreLocation: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Citigroup • New York, NY 10176Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read MoreServes as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More
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Citigroup, Inc. • New York, NY 10292Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read MoreServes as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More
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Volastra Therapeutics • New York, NY 10292COMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel approaches to treating cancer by targeting... Read MoreCOMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Volastra Therapeutics • New York, NY 10261JOB DESCRIPTION Do you have the right skills and experience for this role Read on to find out, and make your application. The Senior Vice President (SVP) of Legal,... Read MoreJOB DESCRIPTION Do you have the right skills and experience for this role Read on to find out, and make your application. The... Read More
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Green Key Resources • New York, NY 10261The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read MoreThe Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including... Read More
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StoneX Group • New York, NY 10261Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... Read MoreOverview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000... Read More
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BlackRock • New York, NY 10176About this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales and marketing efforts of BlackRocks... Read MoreAbout this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales... Read More
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Solutus Legal Search • New York, NY 10261Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal services, has exclusively retained Solutus... Read MoreOur client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal... Read More
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iCapital • Greenwich, CT 06836iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read MoreiCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: The Compliance Department at Credit Agricole s Combined US Operations (CUSO) is seeking an experienced candidate to join the CUSO Monitoring, Testing Internal... Read MoreSummary: The Compliance Department at Credit Agricole s Combined US Operations (CUSO) is seeking an experienced candidate to join... Read More
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Mastercard • Harrison, NY 10528Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable... Read MoreOur Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our... Read More
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Goldman Sachs • New York, NY 10282MORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance. Compliance accomplishes these through the firm s enterprise-wide compliance... Read MoreMORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More
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iCapital • Greenwich, CT 06836iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read MoreiCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how... Read More
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