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Vice President Compliance Jobs in Merrick, NY
Jobs 1 to 20 of 11,926 -
Fortress Investment Group • New York, NY 10261Description Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global investment manager with approximately... Read MoreDescription Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global... Read More
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Phaxis • New York, NY 10261Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read MoreGrowing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to... Read More
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Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Confidential • New York, NY 10001Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories Advice Business Development Consulting Finance Financial... Read MoreVice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More
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Confidential • New York, NY 10001Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The... Read MoreVice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held... Read More
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Confidential • New York, NY 10001Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The Company is seeking a Compliance Audit Vice President to play a key role in the oversight, design, and execution of the annual AML audit... Read MoreVice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role... Read More
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Confidential • New York, NY 10048Vice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a Vice President role. The successful candidate will be the key advisor on a... Read MoreVice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the... Read More
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Brookfield Asset Management • New York, NY 10261LocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset Management, a leading global alternative... Read MoreLocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset... Read More
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Kroll • New York, NY 10261Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart,... Read MoreDo you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to... Read More
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Social Capital Resources • New York, NY 10261Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities: Support the implementation and execution of... Read MoreTop-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities:... Read More
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BNY Mellon • New York, NY 10261Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES: Contribute to the compliance efforts of... Read MoreOverview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES:... Read More
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Confidential • New York, NY 10261Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read MoreVice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More
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Moelis & Co. • New York, NY 10261We are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is seeking a full time Assistant Vice President... Read MoreWe are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is... Read More
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Confidential • New York, NY 10001Regional Vice President, Benefits Compliance About the Company Globally-recognized insurance brokerage consulting firm Industry Insurance Type Public Company Founded 1998 Employees 5001-10,000 Categories Consulting Professional Services Insurance Commercial Insurance... Read MoreRegional Vice President, Benefits Compliance About the Company Globally-recognized insurance brokerage consulting firm Industry... Read More
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Michael Page • New York, NY 10001Help establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial services companies in NA. Client Details... Read MoreHelp establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial... Read More
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Jobleads-US • New York, NY 10261JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational functions. This role requires a strategic leader with a deep... Read MoreJOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the... Read More
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Fanatics • New York, NY 10261Job Description Position Overview: We are seeking a highly experienced and strategic Vice President of Regulatory Compliance to lead our regulatory compliance efforts and... Read MoreJob Description Position Overview: We are seeking a highly experienced and strategic Vice President of Regulatory Compliance to... Read More
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Volastra Therapeutics • New York, NY 10292COMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel approaches to treating cancer by targeting... Read MoreCOMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel... Read More
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Solutus Legal Search • New York, NY 10261Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal services, has exclusively retained Solutus... Read MoreOur client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal... Read More
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Confidential • New York, NY 10261Senior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry Insurance Type Privately Held Founded 2001 Employees 10,001+ Categories Insurance Health Insurance Risk Management Holding Companies Securities... Read MoreSenior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry... Read More
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