• Vice President Compliance Jobs in Caldwell, NJ

    Jobs 1 to 20 of 14,879

  • Vice President, Compliance Officer

    Fortress Investment Group • New York, NY 10261
    Description Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global... Read More

  • Vice President Compliance Officer

    Phaxis • New York, NY 10261
    Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to... Read More

  • Vice President, Compliance Testing Officer

    Confidential • Jersey City, NJ 07097
    Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international... Read More

  • Senior Vice President, Compliance Officer

    Confidential • New York, NY 10261
    Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More

  • Vice President, Compliance Transformation Officer

    Sumitomo Mitsui Banking Corp • Jersey City, NJ 07097
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Compliance Manager

    Confidential • New York, NY 10001
    Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More

  • Vice President, Compliance Counsel

    Confidential • New York, NY 10001
    Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held... Read More

  • Vice President, Compliance Transformation Officer

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Compliance Audit

    Confidential • New York, NY 10001
    Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role... Read More

  • Vice President, Compliance Counsel

    Confidential • New York, NY 10048
    Vice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the... Read More

  • Assistant Vice President, Compliance

    Brookfield Asset Management • New York, NY 10261
    LocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset... Read More

  • Vice President, Compliance Consulting

    Kroll • New York, NY 10261
    Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to... Read More

  • Vice President, Compliance Independent Testing Examiner

    Global Systems Search Inc • Jersey City, NJ 07097
    Vice President, Compliance Independent Testing Examiner Long term contract position. Responsibilities: Develop compliance testing... Read More

  • Vice President Compliance (Commercial Bank)

    Social Capital Resources • New York, NY 10261
    Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities:... Read More

  • Vice President, Compliance & Control II

    BNY Mellon • New York, NY 10261
    Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES:... Read More

  • Vice President, Tax Compliance Officer

    Confidential • New York, NY 10261
    Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More

  • Associate / Assistant Vice President, Compliance Generalist - New York

    Moelis & Co. • New York, NY 10261
    We are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is... Read More

  • Regional Vice President, Benefits Compliance

    Confidential • New York, NY 10001
    Regional Vice President, Benefits Compliance About the Company Globally-recognized insurance brokerage consulting firm Industry... Read More

  • Regional VP, Benefits Compliance

    National Financial Partners Corp. • Morristown, NJ 07961
    Who We Are NFP, an Aon Company, is a multi-year Best Places to Work award winner in Business Insurance who has also earned the... Read More

  • VP Compliance Testing - Broker-Dealer Compliance

    Michael Page • New York, NY 10001
    Help establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial... Read More

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