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Vice President Compliance Jobs in Ardsley, NY
Jobs 1 to 20 of 14,375 -
Fortress Investment Group • New York, NY 10261Description Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global investment manager with approximately... Read MoreDescription Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global... Read More
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Phaxis • New York, NY 10261Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read MoreGrowing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to... Read More
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Confidential • New York, NY 10001Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories Advice Business Development Consulting Finance Financial... Read MoreVice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More
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Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Confidential • New York, NY 10001Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The... Read MoreVice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held... Read More
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Confidential • New York, NY 10001Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The Company is seeking a Compliance Audit Vice President to play a key role in the oversight, design, and execution of the annual AML audit... Read MoreVice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role... Read More
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Confidential • Greenwich, CT 06830Vice President of Compliance About the Company Prestigious investment management firm Industry Investment Management Type Privately Held About the Role The Company is seeking a VP of Compliance to take on a pivotal leadership role in overseeing the compliance of... Read MoreVice President of Compliance About the Company Prestigious investment management firm Industry Investment Management Type Privately... Read More
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Confidential • Jersey City, NJ 07097Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international reach Industry Financial Services Type Public Company Founded 1812 Employees 10,001+ Categories Wealth Management Credit Cards Banking... Read MoreVice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international... Read More
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Sumitomo Mitsui Banking Corp • Jersey City, NJ 07097SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Confidential • New York, NY 10048Vice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a Vice President role. The successful candidate will be the key advisor on a... Read MoreVice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the... Read More
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Brookfield Asset Management • New York, NY 10261Location: Brookfield Place New York - 225 Liberty Street, Suite 3501 Business: Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global... Read MoreLocation: Brookfield Place New York - 225 Liberty Street, Suite 3501 Business: Brookfield Oaktree Wealth Solutions Brookfield Asset... Read More
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Kroll • New York, NY 10261Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart,... Read MoreDo you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to... Read More
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Social Capital Resources • New York, NY 10261Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities: Support the implementation and execution of... Read MoreTop-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities:... Read More
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BNY Mellon • New York, NY 10261Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES: Contribute to the compliance efforts of... Read MoreOverview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES:... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Jobleads-US • Greenwich, CT 06831Job Overview - VP of Compliance: Step into a pivotal leadership role with our client in Greenwich, CT, as the VP of Compliance. This full-time role oversees compliance for investment accounts, including private funds and managed accounts, while driving the firm s... Read MoreJob Overview - VP of Compliance: Step into a pivotal leadership role with our client in Greenwich, CT, as the VP of Compliance.... Read More
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Larson Maddox • Greenwich, CT 06831A 10b AUM credit investment firm located in Greenwich, CT is looking to hire a VP of Compliance to their growing team. This is a key role for the business as it will... Read MoreA 10b AUM credit investment firm located in Greenwich, CT is looking to hire a VP of Compliance to their growing team. This is a... Read More
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Confidential • New York, NY 10261Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read MoreVice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More
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Global Systems Search Inc • Jersey City, NJ 07097Vice President, Compliance Independent Testing Examiner Long term contract position. Responsibilities: Develop compliance testing programs for specific business units and... Read MoreVice President, Compliance Independent Testing Examiner Long term contract position. Responsibilities: Develop compliance testing... Read More
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Moelis & Co. • New York, NY 10261We are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is seeking a full time Assistant Vice President... Read MoreWe are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is... Read More
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