Trade Compliance Officer Jobs in Jericho, NY

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read More

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read More

Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time #R-00241613 Our people work differently depending on their jobs and needs.... Read More

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read More

Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal Compliance Department plays a critical role in... Read More

Bank located in CT looking to hire a Compliance Officer. Experience with consumer compliance regulations including Reg Z, Reg B, Reg EE, HMDA, UDAAP, and RESPA. Developing... Read More

Job Description Job Description Benefits: 401(k) Bonus based on performance Competitive salary Dental insurance Flexible schedule Opportunity for advancement Paid time off... Read More

A boutique broker dealer located in Greenwich, CT looking to bring on board a Compliance Officer to join their team. The role is currently full time in office.... Read More

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business Responsibilities: Provide legal advice to, and partner with, hedge fund... Read More

Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read More

Summary: This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of products and services... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read More

Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read More

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read More

VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read More