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Senior Compliance Officer Jobs in Westwood, NJ
Jobs 1 to 20 of 3,087 -
JW Michaels & Co. • New York, NY 10261Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and... Read MorePosition can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will... Read More
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Robert Half • Greenwich, CT 06831A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read MoreA newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to... Read More
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Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp
Bloomberg • New York, NY 10176Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal Compliance Department plays a critical role in... Read MoreSenior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More -
Atlas Search • Parsippany, NJ 07054DESCRIPTION A New Jersey based SEC registered investment adviser ( RIA ) seeks candidates interested in applying for the role of Senior Compliance Officer for a firm with... Read MoreDESCRIPTION A New Jersey based SEC registered investment adviser ( RIA ) seeks candidates interested in applying for the role of... Read More
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City National Bank • New York, NY 10176COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read MoreCOMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More
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Atlas Search • Parsippany, NJ 07054DESCRIPTION A New Jersey based SEC registered investment adviser ( RIA ) seeks candidates interested in applying for the role of Senior Compliance Officer for a firm with... Read MoreDESCRIPTION A New Jersey based SEC registered investment adviser ( RIA ) seeks candidates interested in applying for the role of... Read More
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Ascendo Resources • Greenwich, CT 06831About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read MoreAbout the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the... Read More
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DEPARTMENT FOR THE AGING • New York, NY 10261Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 $175,000.00 Job... Read MoreChief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary... Read More
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Citigroup • Jersey City, NJ 07308Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s... Read More
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City of New York • New York, NY 10261Job Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC... Read MoreJob Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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SpeedRoute • Jersey City, NJ 07097SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read MoreSpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of... Read More
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United Nations Federal Credit Union • Long Island City, NY 11101Why join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk management program by ensuring adherence to regulatory requirements and internal policies. This position involves monitoring, analyzing, and... Read MoreWhy join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk... Read More
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Banking Careers • New York, NY 10261We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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SpeedRoute • Jersey City, NJ 07097SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read MoreSpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of... Read More
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AJ Consultancy • New York, NY 10001Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing... Read MoreJob Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More
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Insight Global • Jersey City, NJ 07097Insight Global is looking to hire on a Sr. AML Investigator for a large financial services client supporting their brokerage division. This position plays a crucial role... Read MoreInsight Global is looking to hire on a Sr. AML Investigator for a large financial services client supporting their brokerage... Read More
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NatWest Markets • Stamford, CT 06912Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time #R-00244248 Our people work differently depending on... Read MoreSenior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time #R-00244248 Our... Read More
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Marsh & McLennan Companies • New York, NY 10261Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. What you can expect:... Read MoreCompany: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global... Read More
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Citigroup • New York, NY 10176Job Description Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing strategies,... Read MoreJob Description Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More
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