Senior Compliance Officer Jobs in Schaumburg, IL

Chief Compliance Officer About the Company Strategic holding company acquiring and indefinitely managing various professional service businesses Industry Capital Markets Type Privately Held Founded 2017 Employees 11-50 Categories Consulting Professional Services Venture... Read More

We Make Life More Rewarding and Dignified Location: Libertyville Department: Law Summary Reporting to the General Counsel of JDS with a dotted line to the Audit Committee of the Board of Directors, and located in Libertyville Illinois, the role of Chief Compliance... Read More

Job Title Deputy Chief Compliance Officer Location: Wheaton, IL (Onsite) Compensation: $140K-170K+ Bonus Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940) We are a trusted Financial... Read More

Chief Compliance Officer About the Company Globally recognized manufacturer of healthcare products Industry Medical Devices Type Privately Held Founded 1921 Employees 1001-5000 Categories Consulting Professional Services Medicine Healthcare Wound Care Specialties ostomy... Read More

US Anti Money Laundering Governance Communications Advisor Location: Chicago, IL, USA Time Type: Full time Posted on: 29 Days Ago Application Deadline: 10/30/2024 Address: 320 S Canal Street Job Family Group: Audit, Risk Compliance Responsibilities: Assists in the... Read More

Lasalle Network is partnered with a cutting-edge fin-tech company that specializes in consumer lending and they are seeking a Compliance Officer to enhance their compliance function. In this role, you will report directly to the Compliance Manager and play a critical... Read More

A broker dealer located in Chicago looking to bring on board a VP Compliance Officer -FCM Advisor to join their team. This role is currently in a hybrid schedule (3 days in office / week). Responsibilities: Support the Head of FCM Compliance by providing Compliance... Read More

POSITION OVERVIEW Based in our Chicago headquarters or one of our branch locations (Southfield, MI; Northbrook, IL; Greenwich, CT; Scottsdale, AZ; Denver, CO; Orange County, CA), the Compliance Associate will partner with the Chief Compliance Officer in meeting the... Read More

The Broker Dealer (BD) Compliance team is responsible for making sure that the Firm s policies and procedures are followed regarding the products, processes, procedures, and services offered. Our core function is to guide and advise our internal partners and field on the... Read More

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to... Read More