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Senior Compliance Officer Jobs in Newark, NJ
Jobs 1 to 20 of 2,479 -
Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Jobleads-US • New York, NY 10261About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced... Read MoreAbout The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More
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Yorkville Advisors • Mountainside, NJ 07092Position: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year old... Read MorePosition: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position... Read More
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Confidential • New York, NY 10048Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government Administration Type Privately Held, Private Equity-backed Founded 1934 Employees 10,001+ Categories Real Estate About the Role The Company is seeking... Read MoreChief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More
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Confidential • New York, NY 10001Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting... Read MoreChief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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DriveWealth • New York, NY 10001Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read MoreJob Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More
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Jobleads-US • New York, NY 10261We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the... Read MoreWe are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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Jobleads-US • Jersey City, NJ 07097Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s Surveillance and Employee Compliance team responsible for the design, implementation, and oversight for controls and solutions supporting... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Barclays • New York, NY 10292Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read MoreJob Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More
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Citigroup • Jersey City, NJ 07308Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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Banking Careers • New York, NY 10292We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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Neuberger Berman • New York, NY 10176Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read MoreChief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More
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Confidential • New York, NY 10001Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non Profit Founded 1895 Employees 201-500 Categories Health Care Mental Health Addiction Treatment Outpatient About the Role The Company is... Read MoreChief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More
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Guardian Life • New York, NY 10176Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive... Read MoreGuided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building... Read More
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Tradeweb • New York, NY 10176You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read MoreYou will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More
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