Senior Compliance Officer Jobs in Morristown, NJ

Position: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year old... Read More

Do you have a passion for investigating and combating money laundering, terrorist financing, and sanctions around the world? If so, please consider an opportunity with... Read More

Sr. Contract Compliance Analyst Date: Sep 18, 2024 Location Parsippany, United States, New Jersey, 07054 Company: Teva Pharmaceuticals Job Id: 57778 Who we are Together,... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

Job Description Our client company is an established minority-owned financial services firm with over 15 years in NJ that provides a full suite of institutional brokerage... Read More

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions and... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance... Read More

About the Role: The Artemis Group, an attorney search firm, has partnered with a major asset management firm headquartered in New York City to find a highly experienced... Read More

Job Description: Employer: DWS Group Title: Senior Business Line Compliance Officer - Alternative Investments/Real Estate/Private Equity Location: New York, NY Jobe Code:... Read More

Position Summary Anti-Money Laundering (AML) Analytics is one of the fast-growing practices in Deloitte. Within our Regulatory and Legal Services, our specialized teams... Read More

Job Description Job Description Position: Senior Compliance Analyst Location /Travel: Hybrid role: 2 days in office, 3 days WFH. Preferred location Hudson Yards, NYC;... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More

Job Description You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be... Read More

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

Position Summary Anti-Money Laundering (AML) Analytics is one of the fast-growing practices in Deloitte. Within our Regulatory and Legal Services, our specialized teams... Read More

Job Description Our client company is an established minority-owned financial services firm with over 15 years in NJ that provides a full suite of institutional brokerage... Read More

We are looking for Director - Senior Swap Dealer Compliance Officer Level of experience Location Business Overview: The Global Banking Regulations is a Compliance global... Read More

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At... Read More