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Senior Compliance Officer Jobs in Montclair, NJ
Jobs 1 to 20 of 3,411 -
Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Yorkville Advisors, LLC • Mountainside, NJ 07092Position: CCO - Broker-Dealer Hedge Fund Firm: Yorkville Advisors - Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year... Read MorePosition: CCO - Broker-Dealer Hedge Fund Firm: Yorkville Advisors - Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ... Read More
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Confidential • New York, NY 10001Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting... Read MoreChief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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Sumitomo Mitsui Banking Corporation • New York, NY 10261SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Jobleads-US • New York, NY 10261About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced... Read MoreAbout The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More
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Confidential • New York, NY 10048Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government Administration Type Privately Held, Private Equity-backed Founded 1934 Employees 10,001+ Categories Real Estate About the Role The Company is seeking... Read MoreChief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More
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DriveWealth • New York, NY 10001Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read MoreJob Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More
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Banking Careers • New York, NY 10261We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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Jobleads-US • New York, NY 10261We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the... Read MoreWe are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting... Read More
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Citigroup Inc • Jersey City, NJ 07097Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s Surveillance and Employee Compliance... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s... Read More
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Arootah • New York, NY 10261WHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our mission is to empower and elevate the... Read MoreWHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our... Read More
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Neuberger Berman Group LLC • New York, NY 10261Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read MoreChief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More
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Jobleads-US • Jersey City, NJ 07097Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s Surveillance and Employee Compliance team responsible for the design, implementation, and oversight for controls and solutions supporting... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s... Read More
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Clear Corporate Services LLC • New York, NY 10261The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build... Read MoreThe Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working... Read More
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Tradeweb • New York, NY 10261You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read MoreYou will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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AJ Consultancy • New York, NY 10261Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing Broker Dealer. Candidate must... Read MoreSelf Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self... Read More
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