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Senior Compliance Officer Jobs in Middletown, NJ
Jobs 1 to 20 of 1,659 -
Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Guardian Life • Holmdel, NJ 07733Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive... Read MoreGuided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building... Read More
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Ripple • New York, NY 10261At Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it. Through our crypto solutions for... Read MoreAt Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it.... Read More
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Jobleads-US • New York, NY 10261About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced... Read MoreAbout The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More
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Confidential • New York, NY 10048Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government Administration Type Privately Held, Private Equity-backed Founded 1934 Employees 10,001+ Categories Real Estate About the Role The Company is seeking... Read MoreChief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More
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Banking Careers • New York, NY 10261We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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Arootah • New York, NY 10261WHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our mission is to empower and elevate the... Read MoreWHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our... Read More
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JPMorgan Chase • Brooklyn, NY 11225Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... Read MoreBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... Read More
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Neuberger Berman Group LLC • New York, NY 10261Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read MoreChief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More
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Clear Corporate Services LLC • New York, NY 10261The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build... Read MoreThe Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working... Read More
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Tradeweb • New York, NY 10261You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read MoreYou will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More
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Neuberger Berman Group LLC • New York, NY 10292Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read MoreChief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More
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Barclays • New York, NY 10261As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing management information and insights... Read MoreAs a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing... Read More
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Citigroup Inc • Jersey City, NJ 07097Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)s Surveillance and Employee Compliance... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)s... Read More
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Jobleads-US • Jersey City, NJ 07097Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s Surveillance and Employee Compliance team responsible for the design, implementation, and oversight for controls and solutions supporting... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) s... Read More
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Marsh & McLennan Companies • New York, NY 10261Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. What you can expect:... Read MoreCompany: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global... Read More
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MMC Corporate • New York, NY 10261Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. What you can expect: Reporting to the Marsh McLennan Agency General Counsel, you will be responsible for advising senior management at MMA about risk and... Read MoreMarsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. What you can expect:... Read More
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Barclays • New York, NY 10292Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read MoreJob Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More
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Banking Careers • New York, NY 10292We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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Citigroup • Jersey City, NJ 07308Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance... Read MoreServes as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s... Read More
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