• Senior Compliance Officer Jobs in Floral Park, NY

    Jobs 1 to 20 of 2,021

  • Senior Compliance Officer - Equity Capital Markets

    Bruin • New York, NY 10261
    Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    Sumitomo Mitsui Banking Corporation • New York, NY 10007
    Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance... Read More

  • Compliance, Policy Governance - Senior Compliance Officer, Vice President

    The Goldman Sachs Group, Inc. • New York, NY 10261
    Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... Read More

  • Compliance, Policy Governance - Senior Compliance Officer, Vice President

    Goldman Sachs • New York, NY 10007
    Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... Read More

  • Senior Compliance Officer - Trade / Export Control - Legal & Compliance

    Bloomberg • New York, NY 10176
    The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More

  • Compliance Officer Senior

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer is responsible for managing and maintaining... Read More

  • Senior Vice President, Compliance Officer

    PIMCO • New York, NY 10007
    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More

  • Senior Data Privacy Compliance Officer - Legal & Compliance

    Bloomberg • New York, NY 10176
    The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Senior Associate/VP- Compliance Officer, Equity Research

    Wolfe Research • New York, NY 10292
    About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More

  • Chief Compliance Officer

    Sumitomo Mitsui Financial Group, Inc. • New York, NY 10022
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Deputy Chief Compliance Officer

    Atlantic Group • New York, NY 10017
    Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Global Chief Compliance Officer

    FalconX • New York, NY 10292
    Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More

  • Chief Compliance Officer

    Vise • New York, NY 10292
    We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all... Read More

  • Senior Business Line Compliance Officer - Alternative Investments/Real Estate/Private Equity

    Deutsche Bank • New York, NY 10292
    Job Description: Employer: DWS Group Title: Senior Business Line Compliance Officer - Alternative Investments/Real Estate/Private... Read More

  • Compliance Risk Sr Officer I - Privacy and Responsible Information

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman • New York, NY 10007
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Chief Compliance Officer, Swap Dealer

    FalconX • New York, NY 10292
    Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More

  • Chief Compliance Officer and Head of Regulatory

    Clear Secure Inc. • New York, NY 10008
    The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working... Read More

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