• Senior Compliance Officer Jobs in Cortlandt Manor, NY

    Jobs 1 to 20 of 231

  • Senior Compliance Officer | Broker Dealer

    Robert Half • Greenwich, CT 06831
    A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to... Read More

  • Sr. Mortgage Compliance Officer - Remote/hybrid/in-office

    Longbridge Financial • Paramus, NJ 07652
    Company Description Longbridge Financial, LLC (LBF) is an innovative company committed to responsibly helping senior homeowners... Read More

  • Chief Compliance Officer

    Confidential • Greenwich, CT 06831
    Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business Responsibilities: Provide legal... Read More

  • Compliance Officer

    Madison-Davis, LLC • Greenwich, CT 06831
    A boutique broker dealer located in Greenwich, CT looking to bring on board a Compliance Officer to join their team. The role is... Read More

  • Senior Associate - Compliance - Surveillance Analyst

    New York Life Insurance Co • White Plains, NY 10601
    Location Designation: Hybrid - 3 days per week This position is a hybrid schedule. Tuesday - Thursday in the White Plains, NY... Read More

  • Technology Compliance - Senior Analyst

    Interactive Brokers • Greenwich, CT 06830
    Job Description Job Description Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services... Read More

  • Compliance Analyst

    Saxon Global • White Plains, NY 10605
    Background must come from commercial banking Must have experience talking with stakeholders Must have experience with Fraud within... Read More

  • Audit and Financial Compliance Senior Manager

    Madison Approach • Ossining, NY 10562
    Job Description Job Description A UDIT FINANCIAL COMPLIANCE SENIOR MANAGER We are currently recruiting for a full-time Audit... Read More

  • Compliance Analyst - Core Compliance.

    Interactive Brokers • Greenwich, CT 06830
    Job Description Job Description Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services... Read More

  • Compliance Officer - Systems and Operations (USA or India)

    Trexquant Investment • Stamford, CT 06901
    Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished... Read More

  • Compliance Manager

    Abacus Group, LLC • Greenwich, CT 06831
    Our client is an asset management firm. They seek a Compliance Manager to join their Greenwich, CT office. Responsibilities Manage... Read More

  • Compliance Associate

    Chilton Trust • Stamford, CT 06901
    Job Description Job Description Position Description Work with and support the General Counsel and Chief Compliance Officer to... Read More

  • Hedge Fund Compliance Associate

    Atlantic Group • Greenwich, CT 06831
    Join a multi $Bn Hedge Fund as a Compliance Associate in CT. Reporting directly to the CCO, this role has high upside, working 3-4... Read More

  • Insurance Regulatory Compliance Analyst

    PartnerRe • Stamford, CT 06901
    Job Description Job Description Company Description PartnerRe is a leading, privately owned, multi-line global reinsurer with a... Read More

  • Compliance Manager

    Complete Staffing Solutions • Stamford, CT 06901
    Job Description Job Description We have partnered with a Regional Property Management company who is looking to hire a Compliance... Read More

  • Regulatory and Compliance Manager

    INEOS Automotive • Ridgewood, NJ 07450
    Job Description Job Description INEOS Automotive Grenadier Built For More Story so far Since Sir Jim Ratcliffe announced Project... Read More

  • Compliance Manager Group Benefits

    Western & Southern Financial Group • White Plains, NY 10605
    Overview: Manages the compliance program for Group Benefits business (e.g., stop loss, limited medical, group accident insurance... Read More

  • Compliance Manager - Agency & Partnership

    Western & Southern Financial Group • White Plains, NY 10605
    Overview: Manages compliance management initiatives that impact partnership marketing, including agents, brokers, managing general... Read More

  • Junior Compliance Business Analyst

    Saxon Global • White Plains, NY 10605
    Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project.... Read More

  • Technical Compliance Business Analyst

    Saxon Global • White Plains, NY 10605
    5+ years experience as a BA within compliance. Background must come from commercial banking Must have experience talking with... Read More

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