Senior Compliance Manager Jobs in South Ozone Park, NY

The Senior Compliance Manager role is primarily responsible for day-to-day implementation of IREs overall compliance program and satisfying all pertinent legal, regulatory... Read More

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of... Read More

About Futu US Inc Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all... Read More

Business Unit: Compliance, Risk and Internal Audit Salary Range: $140,000 USD - $160,000 USD Specific compensation will be based on candidate's experience, skills,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Actively seeking a Senior Human Resources Compliance Manager for a HYBRID and Full-Time Position within a Law FirmThe manager needs to have at least 5-10+ years of... Read More

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... Read More

The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to... Read More

Requisition ID: 206763 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors,... Read More

Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to join their New York business. Supporting... Read More

Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance Assurance Location: New York, NY, US, 10172... Read More

Location: Midtown Manhattan (hybrid) Compensation: $155k-$200k base + bonus Position Description The Senior Manager will be based in New York and will focus on regulatory... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of... Read More

Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support,... Read More

Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support,... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More