Regulatory Compliance Manager Jobs in Springfield Gardens, NY

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you.... Read More

Job Description The Research Regulatory and Compliance Manager is responsible for the leadership and support of the Regulatory personnel and participates in all activities... Read More

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you.... Read More

Role Description Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support,... Read More

Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support,... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Summary: We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines. You will have the... Read More

The Company You'll Join At Qloo, our cutting-edge Taste AI technology leverages extraordinary amounts of data-over half a billion records of public figures, places, and... Read More

Why join us Brex is the AI-powered spend platform. We help companies spend with confidence with integrated corporate cards, banking, and global payments, plus intuitive... Read More

Business Title: Director, Consumer Compliance Requisition Number: 118205 - 68 Function: Advisory Area of Interest: State: NY City: New York Description: Historically, the... Read More

About Futu US Inc Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all... Read More

Business Unit: Compliance, Risk and Internal Audit Salary Range: $140,000 USD - $160,000 USD Specific compensation will be based on candidate's experience, skills,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Business Title: Director, Markets Compliance Requisition Number: 118215 - 68 Function: Advisory Area of Interest: State: NY City: New York Description: The KPMG Advisory... Read More