Regulatory Compliance Manager Jobs in New Rochelle, NY

Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 40% A career within Regulatory... Read More

Role Description Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 40% A career within Regulatory... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Job Description Responsible for all regulatory and compliance related activities, coordination, record keeping and presentation for all of the facilities within the Mount... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and resources you need to grow and develop in... Read More

Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director of Investment Management Compliance... Read More

Business Title: Director, Consumer Compliance Requisition Number: 118205 - 68 Function: Advisory Area of Interest: State: NY City: New York Description: Historically, the... Read More

Group Benefits Compliance Manager Experience, qualification, and soft skills, have you got everything required to succeed in this opportunity Find out below. Location:... Read More

About Futu US Inc Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all... Read More

Our client is an asset management firm. They seek a Compliance Manager to join their Greenwich, CT office. Responsibilities Manage the implementation and management of... Read More

The Company You'll Join At Qloo, our cutting-edge Taste AI technology leverages extraordinary amounts of data-over half a billion records of public figures, places, and... Read More

Overview: At Essen Health Care, we care for that! As the largest privately held multispecialty medical group in the Bronx, we provide high-quality, compassionate, and... Read More

Business Title: Director, Markets Compliance Requisition Number: 118215 - 20 Function: Advisory Area of Interest: State: CT City: Stamford Description: The KPMG Advisory... Read More

Job Description Job Description Optima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client... Read More