Deputy Chief Compliance Officer Jobs in Plano, TX

Responsibilities: Manage and review regulatory filings (SEC, international, regional licensing and registrations) Oversee employee trading and related activities to ensure... Read More

Senior Vice President Compliance Risk Officer About the Company Profitable insurance brokerage providing investment wealth management solutions Industry Insurance Type... Read More

ABOUT HUB: In a rapidly changing world, HUB advises businesses and individuals on how to prepare for the unexpected. As one of the worlds' largest insurance brokers, our... Read More

SVP Risk Compliance - Portfolio Compliance What can you expect? This position plays a critical role in developing and administering our portfolio compliance program for... Read More

ABOUT HUB: In a rapidly changing world, HUB advises businesses and individuals on how to prepare for the unexpected. As one of the worlds' largest insurance brokers, our... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More

Company Overview Originally founded in 1922 and headquartered in Dallas, Texas, NexBank (the Bank ) is part of NexBank Capital, Inc. (the Company ), a fully integrated... Read More

Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be... Read More

Overview: Celanese Corporation is a global chemical leader in the production of differentiated chemistry solutions and specialty materials used in most major industries... Read More

Vice President, Compliance Operations About the Company Successful management consulting firm Industry Management Consulting Type Privately Held About the Role The Vice... Read More

Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for... Read More

As an industry leader Balfour Beatty offers employees a comprehensive benefits package with competitive salaries and more including: Medical, Dental, Vision and Life... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of... Read More

The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent Assessment... Read More

Senior Vice President of Ethics and Compliance Become Part of Our Team As an industry leader Balfour Beatty offers employees a comprehensive benefits package with... Read More

Vice President, Compliance Change Governance Tech Oversight About the Company Rapid-growing financial services organization Industry Financial Services Type Public Company... Read More

The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent Assessment... Read More

Chief Compliance Risk Officer About the Company Leading provider of blockchain solutions for financial institutions Industry Financial Services Type Privately Held,... Read More