• Deputy Chief Compliance Officer Jobs in Kew Gardens, NY

    Jobs 1 to 20 of 4,905

  • Chief Compliance Officer

    DEPARTMENT FOR THE AGING • New York, NY 10261
    Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary... Read More

  • Chief Compliance Officer

    DriveWealth • New York, NY 10001
    Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More

  • VP, Compliance Product Officer - Global Functions Risk - C13 (NY)

    Citigroup • New York, NY 10176
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Chief Compliance Officer for Self Clearing Broker Dealer

    AJ Consultancy • New York, NY 10001
    Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More

  • Compliance Officer Senior

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More

  • Vice President, Compliance Monitoring & Testing-SMBC Nikko Securities

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crédit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • Vice President, Compliance Monitoring & Testing - FCC M&T Team Lead

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Information Barrier Compliance

    BlackRock • New York, NY 10176
    About this role Summary: The Americas Advisory Compliance team is seeking an experienced, self-motivated compliance professional to... Read More

  • Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More

  • Compliance Officer

    RONALD MCDONALD HOUSE NEW YORK • New York, NY 10001
    Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and... Read More

  • Compliance, Asset Management Compliance, Vice President

    Goldman Sachs • New York, NY 10282
    MORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Vice President

    BlackRock • New York, NY 10176
    About this role Company: BlackRock Financial Management, Inc. Job Title: Vice President Location: 50 Hudson Yards, New York, NY... Read More

  • Annuities - Assistant Vice President / Vice President

    iCapital • New York, NY 10001
    Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology... Read More

  • Deputy Compliance Officer

    cesna • New York, NY 10001
    Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our... Read More

  • Compliance, Asset Management Division Compliance, Vice President

    Goldman Sachs • New York, NY 10282
    MORE ABOUT THIS JOB: Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk... Read More

  • Compliance Officer

    Robert Half • New Hyde Park, NY 11040
    Description Our client, an innovative home healthcare company, is seeking a Compliance Manager to join their team. This position is... Read More

  • Corporate Compliance Officer

    Staffing • New York, NY 10001
    Job Description Job Description I am looking for a Corporate Compliance Officer, MUST HAVE EXPERIENCE Must be prepared to hit the... Read More

  • Compliance Analyst

    Rockefeller Capital Management • New York, NY 10111
    About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent financial... Read More

  • Vice President of Operations

    Essen Medical Associates • Bronx, NY 10451
    Overview: Company Overview At Essen Health Care, we care for that! As the largest privately held multispecialty medical group in... Read More

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