Deputy Chief Compliance Officer Jobs in Jackson Heights, NY

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

Vice President, Compliance Officer About the Company Join a globally recognized banking group dedicated to excellence in the financial services sector. Industry Financial... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read More

Make your application after reading the following skill and qualification requirements for this position. Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time... Read More

At Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it. Through our crypto solutions for... Read More

WHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our mission is to empower and elevate the... Read More

Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart,... Read More

Enterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance Officer (CCO) to help... Read More

The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build... Read More

You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read More

As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing management information and insights... Read More

Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES: Contribute to the compliance efforts of... Read More

LocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset Management, a leading global alternative... Read More

Job Description Job Description Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing... Read More