Deputy Chief Compliance Officer Jobs in Holmdel, NJ

Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read More

Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international reach Industry Financial Services Type Public Company Founded 1812 Employees 10,001+ Categories Wealth Management Credit Cards Banking... Read More

Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read More

About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced... Read More

We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the... Read More

JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational functions. This role requires a strategic leader with a deep... Read More