Compliance Officer Jobs in Tuckahoe, NY

About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read More

Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 $175,000.00 Job... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read More

At Pockyt , we believe seamless access to global commerce is vital for every business and individual. However, today s payment infrastructure struggles to keep pace with... Read More

Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read More

Title: Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job Overview Our client, a successful... Read More

Job Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC... Read More

Description Our client, an innovative home healthcare company, is seeking a Compliance Manager to join their team. This position is 80% REMOTE. Only one day in the office... Read More

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read More

About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk Internal Controls team globally, the Data Technology Covering... Read More

Remote with Quarterly Travel to the NYC office Your Role: As the NFA/CFTC senior compliance expert you ll be a part of our team and will help mature our NFA/CFTC... Read More

Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and... Read More

Job Description Job Description Company Description Longbridge Financial, LLC (LBF) is an innovative company committed to responsibly helping senior homeowners reshape... Read More

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read More

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read More