Compliance Officer Jobs in Thornwood, NY

About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read More

Haugland Group, a privately-owned Long Island, New York-based electrical and heavy civil construction company has an immediate need for a full-time MWDBE and EEO... Read More

Job Description Job Description Top rated multi-billion dollar fintech company seeks a (Hybrid) Head Compliance Officer (AML/CFT OFAC) to join their team! This Jobot Job... Read More

Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time #R-00241613 Our people work differently depending on their jobs and needs.... Read More

DACK Consulting Solutions, LLC is seeking a dedicated and dynamic DE I Compliance and Outreach Officer to ensure that construction projects meet established diversity... Read More

Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable... Read More

Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable... Read More

Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time #R-00244248 Our people work differently depending on... Read More

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15... Read More

5+ years experience as a BA within compliance. Background must come from commercial banking Must have experience talking with stakeholders Must have experience with Fraud... Read More

Job Description Job Description Company Description PartnerRe is a leading, privately owned, multi-line global reinsurer with a reputation of financial stability and... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

Required BA/PM Project - Rule Mapping //Hybrid This is an opportunity for a driven Business Analyst/ Jr. Project Manager to join NatWest Markets and deliver our goals on... Read More

Ampcus Inc. is a certified global provider of a broad range of Technology and Business consulting services. We are in search of a highly motivated candidate to join our... Read More

Overview The Salvation Army, an international movement, is an evangelical part of the universal Christian Church. Its message is based on the Bible. Its ministry is... Read More

Job Description Job Description Summary: The Commercial Compliance Analyst is responsible for ensuring that the Commercial Lending and Commercial Credit Departments comply... Read More