Compliance Officer Jobs in Sunnyside, NY

Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read More

Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 $175,000.00 Job... Read More

Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read More

Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read More

Job Description Job Description I am looking for a Corporate Compliance Officer, MUST HAVE EXPERIENCE Must be prepared to hit the ground running day one Responsible for... Read More

About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk Internal Controls team globally, the Data Technology Covering... Read More

Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance... Read More

Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing... Read More

Description Our client, an innovative home healthcare company, is seeking a Compliance Manager to join their team. This position is 80% REMOTE. Only one day in the office... Read More

About the Role: Grade Level (for internal use): 12 About the Role: S P Global is seeking a Compliance Director to join our Compliance Team for the S P Global Dow Jones... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal Compliance Department plays a critical role in... Read More

Top rated multi-billion dollar fintech company seeks a (Hybrid) Head Compliance Officer (AML/CFT OFAC) to join their team! This Jobot Job is hosted by: Rachel Hilton Berry... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Neuberger Berman (NB) is an independent, employee-owned, global asset management firm that serves that financial needs of institutional and individual investors worldwide.... Read More

Position: Bank Trust Compliance Officer Department: New York Private Bank Trust Reports To: Vice Chairman / Chief Compliance Officer Employment Status: Full-Time, Exempt... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More