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Compliance Officer Jobs in Summit, NJ
Jobs 1 to 20 of 20,044 -
Valley National Bank • Morristown, NJ 07960Job Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state... Read MoreJob Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the... Read More
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Atlas Search • Parsippany, NJ 07054Job Title: Compliance Officer / Compliance Associate Job Description: An established New Jersey-based SEC-registered investment adviser (RIA) seeks a Compliance Officer to... Read MoreJob Title: Compliance Officer / Compliance Associate Job Description: An established New Jersey-based SEC-registered investment... Read More
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Partnership Employment • Parsippany, NJ 07054Bank located in NJ looking to hire a Consumer Compliance Officer. Experience with consumer compliance regulations including Reg Z, Reg B, Reg EE, HMDA, UDAAP, and RESPA.... Read MoreBank located in NJ looking to hire a Consumer Compliance Officer. Experience with consumer compliance regulations including Reg Z,... Read More
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NYC Department of Health and Mental Hygiene • New York, NY 10261With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC Department for the Aging... Read MoreWith an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New... Read More
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Hackensack Meridian Health • Edison, NJ 08837Overview: Our team members are the heart of what makes us better. At Hackensack Meridian Health we help our patients live better, healthier lives and we help one another to succeed. With a culture rooted in connection and collaboration, our employees are team members.... Read MoreOverview: Our team members are the heart of what makes us better. At Hackensack Meridian Health we help our patients live better,... Read More
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PIMCO • New York, NY 10292PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read MorePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More
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IEX Group • New York, NY 10292Senior Compliance Officer At IEX, we're passionate about building technology that moves industries forward. Our story began when we built a stock exchange designed to... Read MoreSenior Compliance Officer At IEX, we're passionate about building technology that moves industries forward. Our story began when we... Read More
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Green Key Resources • New York, NY 10261Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read MoreClient: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial... Read More
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Green Key Resources • New York City, NY 10001Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read MoreClient: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial... Read More
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SpeedRoute • Jersey City, NJ 07097SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read MoreSpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of... Read More
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RONALD MCDONALD HOUSE NEW YORK • New York, NY 10001Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read MoreJob Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and... Read More
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LevelUP HCS • New York, NY 10261VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read MoreVP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment.... Read More
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LevelUP HCS • New York City, NY 10001VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read MoreVP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment.... Read More
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Hold Brothers Capital, LLC • New York, NY 10261About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read MoreAbout the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to... Read More
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Citigroup • New York, NY 10001Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read MoreServes as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM)... Read More
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Cantor Fitzgerald • New York, NY 10261Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read MoreJob Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees,... Read More
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Hold Brothers Capital, LLC • New York City, NY 10001About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read MoreAbout the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to... Read More
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City National Bank • New York, NY 10176COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read MoreCOMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More
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Meta • New York, NY 10176Summary: This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of products and services... Read MoreSummary: This role will support a global sanctions compliance program for a leading social media and fintech company with a wide... Read More
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Green Key Resources • New York, NY 10261The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read MoreThe Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including... Read More
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