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Compliance Officer Jobs in Jefferson Valley, NY
Jobs 1 to 20 of 3,267 -
SpeedTrader • Katonah, NY 10536SpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active traders. The firm was established in 1999.... Read MoreSpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active... Read More
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BestForexBonus.com • Greenwich, CT 06831Interactive Brokers | Compliance Officer Electronic Trading Job description: Work with firm management and programming staff to ensure the firm complies with Market Access... Read MoreInteractive Brokers | Compliance Officer Electronic Trading Job description: Work with firm management and programming staff to... Read More
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Jobleads-US • Stamford, CT 06925This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of... Read MoreThis job description is intended to describe the general requirements for the position. It is not a complete statement of duties,... Read More
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Trexquant Investment • Stamford, CT 06901Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read MoreJob Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished... Read More
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Savings Bank of Danbury • Danbury, CT 06817About the Organization We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank rooted in history and positioned for the... Read MoreAbout the Organization We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank... Read More
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NatWest Markets • Stamford, CT 06912
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Savings Bank of Danbury • Danbury, CT 06813About the Organization We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank rooted in history and positioned for the... Read MoreAbout the Organization We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank... Read More
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Confidential • Greenwich, CT 06830Vice President of Compliance About the Company Prestigious investment management firm Industry Investment Management Type Privately Held About the Role The Company is seeking a VP of Compliance to take on a pivotal leadership role in overseeing the compliance of... Read MoreVice President of Compliance About the Company Prestigious investment management firm Industry Investment Management Type Privately... Read More
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Saxon Global • White Plains, NY 106065+ years experience as a BA within compliance. Background must come from commercial banking Must have experience talking with stakeholders Must have experience with Fraud within banking Must have experience with Microsoft compliance products Must have experience with... Read More5+ years experience as a BA within compliance. Background must come from commercial banking Must have experience talking with... Read More
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Jobleads-US • Greenwich, CT 06831Job Overview - VP of Compliance: Step into a pivotal leadership role with our client in Greenwich, CT, as the VP of Compliance. This full-time role oversees compliance for investment accounts, including private funds and managed accounts, while driving the firm s... Read MoreJob Overview - VP of Compliance: Step into a pivotal leadership role with our client in Greenwich, CT, as the VP of Compliance.... Read More
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Saxon Global • White Plains, NY 10605Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project... Read MoreJob Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project.... Read More
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PartnerRe • Stamford, CT 06901Job Description Job Description Company Description PartnerRe is a leading, privately owned, multi-line global reinsurer with a reputation of financial stability and... Read MoreJob Description Job Description Company Description PartnerRe is a leading, privately owned, multi-line global reinsurer with a... Read More
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PartnerRe • Stamford, CT 06925PartnerRe is a leading, privately owned, multi-line global reinsurer with a reputation of financial stability and strength, and a commitment to rebuilding businesses and... Read MorePartnerRe is a leading, privately owned, multi-line global reinsurer with a reputation of financial stability and strength, and a... Read More
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Larson Maddox • Greenwich, CT 06831A 10b AUM credit investment firm located in Greenwich, CT is looking to hire a VP of Compliance to their growing team. This is a key role for the business as it will... Read MoreA 10b AUM credit investment firm located in Greenwich, CT is looking to hire a VP of Compliance to their growing team. This is a... Read More
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Confidential • Purchase, NY 10577Senior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry Insurance Type Privately Held Founded 2001 Employees 10,001+ Categories Insurance Health Insurance Risk Management Holding Companies Securities... Read MoreSenior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry... Read More
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Interactive Brokers • Greenwich, CT 06831Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Responsibilities The Senior Compliance Analyst's primary focus will be to: Support... Read MoreJob Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working... Read More
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A-Line Staffing Solutions • White Plains, NY 10601Group Benefits Compliance Manager Find out exactly what skills, experience, and qualifications you will need to succeed in this role before applying below. Location:... Read MoreGroup Benefits Compliance Manager Find out exactly what skills, experience, and qualifications you will need to succeed in this... Read More
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A-Line Staffing Solutions • White Plains, NY 10606Group Benefits Compliance Manager Find out exactly what skills, experience, and qualifications you will need to succeed in this role before applying below. Location:... Read MoreGroup Benefits Compliance Manager Find out exactly what skills, experience, and qualifications you will need to succeed in this... Read More
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Louis Dreyfus Company • Wilton, CT 06897Job Description Job Description Company Description Louis Dreyfus Company is a leading merchant and processor of agricultural goods. Our activities span the entire value... Read MoreJob Description Job Description Company Description Louis Dreyfus Company is a leading merchant and processor of agricultural... Read More
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Regeneron Pharmaceuticals, Inc. • Tarrytown, NY 10591The Principal Business Analyst (BA) in Research and Preclinical Development IT will work with Research Scientists and act as a liaison between Research Scientists and... Read MoreThe Principal Business Analyst (BA) in Research and Preclinical Development IT will work with Research Scientists and act as a... Read More
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