• Compliance Officer Jobs in Great Neck, NY

    Jobs 1 to 20 of 22,913

  • Chief Compliance Officer

    Confidential • New York, NY 10001
    Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More

  • Chief Compliance Officer

    Jobleads-US • New York, NY 10261
    About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10048
    Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More

  • Chief Compliance Officer

    DriveWealth • New York, NY 10001
    Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More

  • Compliance Officer

    Siebert Williams Shank • New York, NY 10001
    Siebert Williams Shank Co., LLC ( SWS or the Firm ) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven,... Read More

  • Senior Vice President, Compliance Officer

    Confidential • New York, NY 10261
    Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More

  • Compliance Officer

    RONALD MCDONALD HOUSE NEW YORK • New York, NY 10001
    Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and... Read More

  • Deputy Chief Compliance Officer

    Confidential • New York, NY 10001
    Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More

  • Chief Compliance Officer Consultant

    Jobleads-US • New York, NY 10261
    We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting... Read More

  • Vice President, Tax Compliance Officer

    Confidential • New York, NY 10261
    Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More

  • Compliance Officer

    Dominari Securities LLC • New York, NY 10001
    Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth... Read More

  • Chief Research Compliance Officer

    Confidential • New York, NY 10001
    Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Officer

    Schonfeld • New York, NY 10292
    The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New... Read More

  • Deputy Compliance Officer

    cesna • New York, NY 10001
    Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our... Read More

  • Bank Compliance Officer

    Michael Page • New York, NY 10001
    Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime... Read More

  • AVP Americas Chief Compliance Office

    Barclays • New York, NY 10292
    Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More

  • Fair Banking Compliance Officer

    TD Bank • New York, NY 10176
    Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to... Read More

  • Core Compliance Officer

    Tradeweb • New York, NY 10176
    Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our... Read More

  • 14831GE Compliance Officer-Bank (Retail)

    ACG Resources • New York, NY 10001
    Job Description Job Description Compliance Manager -Retail Bank Location: New York, NY Salary range offered is between $130k-$160k.... Read More

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