Compliance Officer Jobs in Emerson, NJ

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read More

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

Job Description Job Description Company Description Longbridge Financial, LLC (LBF) is an innovative company committed to responsibly helping senior homeowners reshape... Read More

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business Responsibilities: Provide legal advice to, and partner with, hedge fund... Read More

VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read More

Summary: This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of products and services... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read More

VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read More

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read More

Job Title: Compliance Officer / Compliance Associate Job Description: An established New Jersey-based SEC-registered investment adviser (RIA) seeks a Compliance Officer to... Read More

A boutique broker dealer located in Greenwich, CT looking to bring on board a Compliance Officer to join their team. The role is currently full time in office.... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read More

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read More

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More