Compliance Officer Jobs in Chicago, IL

Chief Compliance Officer About the Company Strategic holding company acquiring and indefinitely managing various professional service businesses Industry Capital Markets Type Privately Held Founded 2017 Employees 11-50 Categories Consulting Professional Services Venture... Read More

Objective of Role: LaSalle is seeking a highly skilled and motivated person to join our team as Compliance Officer. The ideal candidate will have an in-depth knowledge of broad compliance matters relating to both broker dealer and investment advisory activities, along... Read More

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of... Read More

Job Description Job Title : Deputy Chief Compliance Officer Location: Wheaton, IL (Onsite) Compensation: $140K-170K+ Bonus Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940) We are a... Read More

We Make Life More Rewarding and Dignified Location: Libertyville Department: Law Summary Reporting to the General Counsel of JDS with a dotted line to the Audit Committee of the Board of Directors, and located in Libertyville Illinois, the role of Chief Compliance... Read More