Compliance Officer Jobs in Berkeley Heights, NJ

Position: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year old... Read More

Job Description Job Description destinationone Consulting specializes in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities,... Read More

Paragon Staffing, LLC is a company that specializes in connecting job seekers with employers who are seeking temporary, contract, or permanent positions Due to the growth,... Read More

Job Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP Compliance Officer and a VP, Capital Markets... Read More

Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read More

Job Description Job Description Job Title: Compliance Officer Reporting Supervisor: Director of Compliance Position Summary: The Compliance Officer is tasked with... Read More

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory... Read More

Job Description Job Description Paragon Staffing, LLC is a company that specializes in connecting job seekers with employers who are seeking temporary, contract, or... Read More

Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance... Read More

About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

Paragon Staffing, LLC is a company that specializes in connecting job seekers with employers who are seeking temporary, contract, or permanent positions Due to the growth,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Our client company is an established minority-owned financial services firm with over 15 years in NJ that provides a full suite of institutional brokerage... Read More

Job Description Job Description destinationone Consulting specializes in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities,... Read More

About the Role: The Artemis Group, an attorney search firm, has partnered with a major asset management firm headquartered in New York City to find a highly experienced... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More