Chief Compliance Officer Jobs in Scarsdale, NY

Company: MMC Corporate Description: We are seeking a talented individual to join our Legal and Compliance team at Marsh McLennan. This role can be based in NY, Boston,... Read More

Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing... Read More

SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read More

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read More

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

Job Description AML Compliance Officer - Wealth Management / Prime Brokerage The Compliance Anti Money Laundering Officer covering Wealth Management / Prime Brokerage is a... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities: Support the implementation and execution of... Read More

Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read More

iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

Overview Critical Illness Recovery Hospital Chief Executive Officer (CEO) At Select Specialty Hospitals, a division of Select Medical, we care for chronically and... Read More

The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money... Read More