• Chief Compliance Officer Jobs in Queens Village, NY

    Jobs 1 to 20 of 6,210

  • Deputy Chief Compliance Officer

    Atlantic Group • New York, NY 10017
    Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance... Read More

  • Chief Compliance Officer

    Sumitomo Mitsui Financial Group, Inc. • New York, NY 10022
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Global Chief Compliance Officer

    FalconX • New York, NY 10292
    Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More

  • Chief Compliance Officer

    Vise • New York, NY 10292
    We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all... Read More

  • Chief Compliance Officer, Swap Dealer

    FalconX • New York, NY 10292
    Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More

  • Chief Compliance Officer and Head of Regulatory

    CLEAR - Corporate • New York, NY 10292
    The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working... Read More

  • Chief Compliance Officer and Head of Regulatory

    Clear Secure Inc. • New York, NY 10008
    The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working... Read More

  • AVP Americas Chief Compliance Office

    Barclays Plc • New York, NY 10007
    As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb Markets Inc. • New York, NY 10007
    You will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb Markets • New York, NY 10292
    Job Description You will have strong analytical, process management and communication skills with a proven ability to work with... Read More

  • Chief Compliance Officer - Aspen Standard Wealth

    Evergreen Services Group • New York, NY 10007
    Evergreen Services Group is a San Francisco based holding company that acquires and operates B2B services companies across North... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb • New York, NY 10176
    You will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More

  • Chief Compliance Officer, CIBC US Private Wealth

    CIBC • New York, NY 10261
    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to... Read More

  • Temporary Executive Assistant to the General Counsel and Chief Compliance Officer

    IEEE • New York, NY 10008
    Job Summary: This temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman • New York, NY 10007
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman • New York, NY 10176
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Chief Compliance Officer (CCO) of Broker-Dealer

    GCM Grosvenor Inc. • New York, NY 10292
    Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is... Read More

  • Chief Compliance Officer - Institutional Broker

    Gpac • Newark, NJ 07175
    Job Description Our client company is a minority-owned financial services firm on the East Shore of NJ that provides a full suite... Read More

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