• Chief Compliance Officer Jobs in Linden, NJ

    Jobs 1 to 20 of 9,762

  • Chief Compliance Officer

    Yorkville Advisors • Mountainside, NJ 07092
    Position: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position... Read More

  • Deputy Chief Compliance Officer

    Confidential • New York, NY 10001
    Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More

  • Chief Compliance Officer

    Jobleads-US • New York, NY 10261
    About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10048
    Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10001
    Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More

  • Chief Compliance Officer Consultant

    Jobleads-US • New York, NY 10261
    We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting... Read More

  • Chief Compliance Officer

    DriveWealth • New York, NY 10001
    Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • AVP Americas Chief Compliance Office

    Barclays • New York, NY 10292
    Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman Group LLC • New York, NY 10292
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb • New York, NY 10176
    You will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More

  • Chief Research Compliance Officer

    Confidential • New York, NY 10001
    Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More

  • Chief Compliance Officer, Registered Investment Advisor - Compliance - New York, United States

    Societe Generale • New York, NY 10292
    Responsibilities RESPONSIBILITIES: Implement and/or maintain a comprehensive investment advisory compliance program for SEC... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman • New York, NY 10176
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Senior Vice President, Compliance Officer

    Confidential • New York, NY 10261
    Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More

  • Vice President, Compliance Testing Officer

    Confidential • Jersey City, NJ 07097
    Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international... Read More

  • Vice President, Tax Compliance Officer

    Confidential • New York, NY 10261
    Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More

  • Vice President, Compliance Transformation Officer

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Compliance Manager

    Confidential • New York, NY 10001
    Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More

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