Chief Compliance Officer Jobs in Jericho, NY

US Chief Compliance Officer Closing date for applications: 07/08/2024 Stamford,United States Permanent Full Time #R-00236989 Share:... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Chief Compliance Officer - Mortgage Larson Maddox Manhattan, United States Posted 12 days ago In-Office Job Permanent USD200000 - USD250000 per annum Our client, a global... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

The Company InvestXwas launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a leading cross-border pre-IPO investor... Read More

Americas Chief Compliance Office Assistant Vice President New York, NY As a Barclays Americas Chief Compliance Office Assistant Vice President, you will be accountable for... Read More

Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer... Read More

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At... Read More

About Us Rothschild Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's... Read More

Chief Compliance Officer, Broker Dealer New York City / Legal Legal / Full Time About Yieldstreet Yieldstreet is building the largest global digital wealth management... Read More

About Us Rothschild Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's... Read More

Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and... Read More

Title: Chief Research Compliance Officer/Research Integrity Officer Location: Upper East Side Org Unit: General Research Compliance Work Days Exemption Status: Exempt... Read More

The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA department and ensure the Bank's... Read More

Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance... Read More

Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of the Santander US CIB Central Compliance... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More