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Chief Compliance Officer Jobs in Astoria, NY
Jobs 1 to 20 of 9,637 -
Sumitomo Mitsui Financial Group, Inc. • New York, NY 10022SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Compound Planning • New York, NY 10261Overview Compound Planning, an SEC registered investment advisor with over $2.2B in AUM, is a high growth digital family office for entrepreneurs, professionals, and... Read MoreOverview Compound Planning, an SEC registered investment advisor with over $2.2B in AUM, is a high growth digital family office for... Read More
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Banking Careers • New York, NY 10292We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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FalconX • New York, NY 10261Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read MoreWho are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More
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FalconX • New York, NY 10292Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read MoreWho are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More
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The Artemis Group Ltd • New York, NY 10261About the Role: The Artemis Group, an attorney search firm, has partnered with a major asset management firm headquartered in New York City to find a highly experienced... Read MoreAbout the Role: The Artemis Group, an attorney search firm, has partnered with a major asset management firm headquartered in New... Read More
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Barclays • New York, NY 10261Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read MoreJob Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More
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Tradeweb Markets • New York, NY 10261Job Description You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be... Read MoreJob Description You will have strong analytical, process management and communication skills with a proven ability to work with... Read More
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GCM Grosvenor • New York, NY 10261Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer... Read MoreChief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is... Read More
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Tradeweb • New York, NY 10176You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read MoreYou will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More
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Tradeweb Markets • New York, NY 10292Job Description You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be... Read MoreJob Description You will have strong analytical, process management and communication skills with a proven ability to work with... Read More
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CIBC • New York, NY 10261We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At... Read MoreWe're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to... Read More
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Neuberger Berman • New York, NY 10176Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read MoreChief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More
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GCM Grosvenor Inc. • New York, NY 10292Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer... Read MoreChief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is... Read More
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Yorkville Advisors, LLC • Mountainside, NJ 07092Position: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year old... Read MorePosition: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position... Read More
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YieldStreet, Inc. • New York, NY 10292Chief Compliance Officer, Broker Dealer New York City / Legal Legal / Full Time About Yieldstreet Yieldstreet is building the largest global digital wealth management... Read MoreChief Compliance Officer, Broker Dealer New York City / Legal Legal / Full Time About Yieldstreet Yieldstreet is building the... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Groupe Crédit Agricole • New York, NY 10261Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance... Read MoreSummary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing... Read More
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Wolfe Research • New York, NY 10292About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read MoreAbout the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More
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